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Regulatory Status

Registered office

Omba Advisory & Investments Ltd (“Omba”) whose registered office is Cargo Works (Unit 4.04), 1 – 2 Hatfields, London, SE1 9PG, United Kingdom.

Our company is registered in the UK under registration number 10594806 and is authorised and regulated by the Financial Conduct Authority 775647.

Order Execution Policy

Omba is required to provide Best Execution (COBS 11.2A) to ensure when trading all sufficient steps are taken to obtain the best possible result and terms that are most favourable to the client.

Omba is subject to COBS 11.2A in the capacity of transmitting orders to the custodians and brokers of their clients’ who then execute the orders on behalf of Omba’s clients. Consequently, as Omba does not execute orders directly with Trading Venues Omba will ensure that it has obtained the Execution Policies of the client’s custodians/ brokers to confirm that these policies meet the necessary requirements in relation to executing orders on behalf of retail and professional clients.

Omba maintains its own Execution Policy internally to assist in the delivery of best execution, ensuring that this encompasses the different classes of investments, the entities where these orders are executed, and by whom (its brokers/custodians), and, as noted above, the suitability of its brokers’ own Order Execution Policies to ensure Omba delivers best execution for its clients.

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